Authorized Person Audit

At JVB, we take pride in being a leading provider of comprehensive audit solutions, catering to a diverse range of businesses. As an Authorized Person Audit firm, we bring years of experience and expertise to ensure your financial records are in compliance with the latest regulations and standards.

Our team of highly skilled professionals possesses in-depth knowledge of auditing practices, enabling us to deliver accurate and reliable results. Whether you are a small start-up or a large corporation, we tailor our services to meet your specific needs and industry requirements.

At JVB, we understand that audits are crucial for maintaining transparency and trust in your financial reporting. With our meticulous approach and attention to detail, we identify potential risks and offer valuable insights to enhance your financial operations.

Rest assured, your audit process will be handled efficiently, confidentially, and with the utmost professionalism. Choose JVB as your dedicated audit partner, and let us help you navigate the complexities of financial compliance with ease.


Authorized Person give assurance to Management in below mentioned areas:


  • Adequate systems & voice recording ,are put in place for recording of
    order placement from clients.
  • There is no movement of Funds and securities between the client and
    AP/branch official for settlement of trades on the Exchange
  • No cash dealings at the AP/Branch office
  • Documents like contract note, statement of funds, daily margin
    statement are not generated and issued by the AP/Branch.


  • Authorised Person/Branch is not involved in any fund-based activities /collecting deposits from investors / dabba trading / chit funds or any
    other such schemes.
  • The Branch/AP has not dealt with any unregistered intermediary on
    behalf of its clients / self.
  • Advertisements soliciting business are not issued by the Authorised
    Person/Branch in newspapers / pamphlets / etc. without appropriate
    approvals.